Transactions and RowExclusive locks on foreign key tables

From: "Donald Fraser" <demolish(at)cwgsy(dot)net>
To: "[BUGS]" <pgsql-bugs(at)postgresql(dot)org>
Subject: Transactions and RowExclusive locks on foreign key tables
Date: 2003-03-13 17:57:39
Message-ID: 007c01c2e98a$0cb607d0$1664a8c0@DEMOLITION
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I have a question regarding transactions.
When updating a row of a table PostgreSQL obtains a RowExclusive lock, which according to the docs means that no other transaction can obtain a RowExclusive lock on this row in the same table until the existing one is released. That seems fair enough when inserting, updating or deleting rows from a table.
But why does PostgreSQL need a RowExclusive lock on the foreign key table when it is not going to update the row in the foreign key table? Surely it only needs a sharable lock that stops other transactions updating or deleting this row.

To understand exactly what I mean and the problem that it creates consider the following:

CREATE TABLE tbl_atable ( id INT4 NOT NULL, somedata TEXT, otherdata TEXT, id_user INT4 NOT NULL, CONSTRAINT tbl_atable_id_pkey PRIMARY KEY (id));
CREATE TABLE tbl_users ( id INT4 NOT NULL, name TEXT NOT NULL, CONSTRAINT tbl_users_id_pkey PRIMARY KEY(id));
INSERT INTO tbl_users (id, name) VALUES('1', 'a name');
INSERT INTO tbl_atable (id, id_user) VALUES('1', '1');
INSERT INTO tbl_atable (id, id_user) VALUES('2', '1');

Transaction A:
BEGIN;
UPDATE tbl_atable SET somedata = 'foo' WHERE id = '1';

Before the above transaction issues a COMMIT or ROLLBACK statement the following occurs from another process:

Transaction B:
BEGIN;
UPDATE tbl_atable SET otherdata = 'foobar' WHERE id = '2';
COMMIT;

Currently I observe that Transaction B is able to complete before Transaction A when using PostgreSQL.

Now we add a foreign key constraint such as:
ALTER TABLE tbl_atable ADD CONSTRAINT tbl_atable_fkey FOREIGN KEY (id_user) REFERENCES tbl_users (id) ON DELETE RESTRICT ON UPDATE RESTRICT NOT DEFERRABLE INITIALLY IMMEDIATE;

Now that we have this constraint condition the above transaction scenario no longer holds true. That is, Transaction B cannot complete until Transaction A completes.
I checked the view on pg_catalog.pg_locks and found that PostgreSQL was obtaining a RowExclusive lock on the foreign key table - tbl_user. Because both transactions reference the same row in the foreign key table - tbl_user, Transaction B must wait until Transaction A releases its RowExclusive lock on it.

I also note that if the foreign key is specified as ... DEFERRABLE INITIALLY DEFERRED then we can achieve the scenario where Transaction B can complete before Transaction A.
It still doesn't explain why a RowExclusive lock is required on the foreign key table, when we want be updating it?

Apologies in advance to those experienced users if I have overlooked something fundamental and obvious.

Thanks
Donald Fraser.

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